WHAT'S NEW
SFC Annual Report 2006-07
SFC Annual Report 2007-08 published on 11 June 2008
 
Short Selling : Weekly Update
Lehman Brothers-related issue
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6 January 2009
- SFC reprimands and resolves compliance issues with Standard Chartered Bank (Hong Kong) Ltd

5 January 2009
- SFC imposes ban on Kelvin Wu King Shiu

31 December 2008
- SFC submits report to the Financial Secretary

 
REGISTERS & PRODUCT LISTS
 
Public Register of Licensed Persons & Registered Institutions - Check if a person or firm is licensed by or registered with the SFC
Authorised Investment Products - Check if an investment product is authorised for public offering More related information
CODES AND GUIDELINES
 
Licensing Information Booklet - What you need to know to get an SFC licence
Financial Resources Rules - Capital requirements on licensees More related information
REGULAR PUBLICATIONS
 
Enforcement Reporter - A periodic summary of SFC enforcement actions (30 October 2008)
Takeovers Bulletin - A periodic newsletter of takeovers related information (29 December 2008)
SFC Quarterly Report - SFC's financial highlights & operations (4 December 2008)
  Click here to subscribe to these publications. More related information
ELECTRONIC SUBMISSION OF FINANCIAL RETURN
 
e-FRR
SFC e-Certificate		 Commencing 1 November 2008, licensed corporations are required to submit financial returns electronically through the e-FRR System. Please be reminded to use the latest financial return template for your submission.

Please click the icon on the left to login the system.
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IOSCO
 
ISCO2008
33rd Annual Conference of the IOSCO
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  International Organization of Securities Commissions (IOSCO) was created in 1983 and is recognised as one of the world's key international standard setting bodies. IOSCO has a wide international membership. The SFC has been an active participant since its establishment in 1989. For more information about IOSCO, please click here.